Can financial advisors write blogs and be in compliance?

An Investment Writing blog reader recently asked, “I was told that licensed financial advisors are not allowed to write blogs as far as compliance is concerned. Is this true?”

It’s not true. But there are constraints.

For more details on the regulatory constraints, read “Finra, SEC rules constrain advisers in blogosphere” by Davis Janowski in Investment News.

You can find links to blogs by some financial advisors in the related posts listed below. 

Related posts:

• “Check out these blogs about the business of wealth management“
• “Do financial blogs make a difference?“
• “A great way for financial advisors to leverage existing content”